-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LXPRlorvdoFKvedrKI5WCJzNhox7ZxCk8XqE9chOZtuJKOe47SflGKzE+T1Rz+St zrY0MwEXTAZPJiQbB7eGHQ== /in/edgar/work/0001005150-00-001431/0001005150-00-001431.txt : 20001006 0001005150-00-001431.hdr.sgml : 20001006 ACCESSION NUMBER: 0001005150-00-001431 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20001005 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON MEDICAL PRODUCTS INC CENTRAL INDEX KEY: 0001052958 STANDARD INDUSTRIAL CLASSIFICATION: [5047 ] IRS NUMBER: 581882343 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-53927 FILM NUMBER: 735593 BUSINESS ADDRESS: STREET 1: ONE HORIZON WAY STREET 2: PO BOX 627 CITY: MANCHESTER STATE: GA ZIP: 31816 BUSINESS PHONE: 7068463126 MAIL ADDRESS: STREET 1: ONE HORIZON WAY STREET 2: POST OFFICE BOX 627 CITY: MANCHESTER STATE: GA ZIP: 31816 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TAPIR INVESTMENT LTD CENTRAL INDEX KEY: 0001060388 STANDARD INDUSTRIAL CLASSIFICATION: [ ] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: SANDRINGHAM HOUSE STREET 2: 83 SHIRLEY STREET P O BOX N-3247 CITY: NASSAU BAHAMAS STATE: C5 ZIP: 00000 BUSINESS PHONE: 2024576510 SC 13D/A 1 0001.txt SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Horizon Medical Products, Inc. -------------------------------- (Name of Issuer) Common Stock ($.001 par value) -------------------------------- (Title of Class of Securities) 439909 10 5 -------------- (CUSIP Number) Mr. Graeme P. Denison, Caledonia Investments plc, Cayzer House, 1 Thomas More St., London England E1W 1YB (44-20-7481-4343) - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notice and Communications) March 31, 2000 ---------------- (Date of Event which Requires Filing of Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. NOTE: Schedules filed in paper format shall include a signed original and five copies of the Schedule, including all exhibits. See ss. 240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1746 - -------------------------------------------------------------------------------- CUSIP NO. 439909 10 5 13D Page 2 of 14 Pages - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only) TAPIR INVESTMENTS (BAHAMAS) LTD. - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) (b) - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS (See Instructions) NOT APPLICABLE - -------------------------------------------------------------------------------- 5) CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION THE BAHAMAS - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF - 0 - -------------------------------------------- SHARES 8) SHARED VOTING POWER BENEFICIALLY 1,494,416 -------------------------------------------- OWNED BY 9) SOLE DISPOSITIVE POWER EACH - 0 - -------------------------------------------- REPORTING 10) SHARED DISPOSITIVE POWER PERSON 1,494,416 -------------------------------------------- WITH - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,494,416 - -------------------------------------------------------------------------------- 12) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11.18% - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON (See Instructions) CO - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 439909 10 5 13D Page 3 of 14 Pages - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only) CALEDONIA INVESTMENTS PLC - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) (b) - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS (See Instructions) NOT APPLICABLE - -------------------------------------------------------------------------------- 5) CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION ENGLAND - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF - 0 - -------------------------------------------- SHARES 8) SHARED VOTING POWER BENEFICIALLY 1,494,416 -------------------------------------------- OWNED BY 9) SOLE DISPOSITIVE POWER EACH - 0 - -------------------------------------------- REPORTING 10) SHARED DISPOSITIVE POWER PERSON 1,494,416 -------------------------------------------- WITH - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,494,416 - -------------------------------------------------------------------------------- 12) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11.18% - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON (See Instructions) CO - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 439909 10 5 13D Page 4 of 14 Pages - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only) THE CAYZER TRUST COMPANY LIMITED - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) (b) - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS (See Instructions) NOT APPLICABLE - -------------------------------------------------------------------------------- 5) CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION ENGLAND - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF - 0 - -------------------------------------------- SHARES 8) SHARED VOTING POWER BENEFICIALLY 1,494,416 -------------------------------------------- OWNED BY 9) SOLE DISPOSITIVE POWER EACH - 0 - -------------------------------------------- REPORTING 10) SHARED DISPOSITIVE POWER PERSON 1,494,416 -------------------------------------------- WITH - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,494,416 - -------------------------------------------------------------------------------- 12) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11.18% - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON (See Instructions) CO - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 439909 10 5 13D Page 5 of 14 Pages - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only) STERLING INDUSTRIES PLC - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) (b) - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS (See Instructions) NOT APPLICABLE - -------------------------------------------------------------------------------- 5) CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION ENGLAND - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF - 0 - -------------------------------------------- SHARES 8) SHARED VOTING POWER BENEFICIALLY - 0 - -------------------------------------------- OWNED BY 9) SOLE DISPOSITIVE POWER EACH - 0 - -------------------------------------------- REPORTING 10) SHARED DISPOSITIVE POWER PERSON - 0 - -------------------------------------------- WITH - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON - 0 - - -------------------------------------------------------------------------------- 12) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON (See Instructions) CO - -------------------------------------------------------------------------------- SCHEDULE 13D UNDER THE SECURITIES AND EXCHANGE COMMISSION ACT OF 1934 Introduction As of March 31, 2000, Sterling (as defined below) is not an indirect beneficial owner of the Common Stock of the Issuer (as defined below) given that it has no direct voting shareholdings of Caledonia (as defined below). ITEM 1. SECURITY AND ISSUER This Statement relates to the common stock ($.001 par value) ("Common Stock") of Horizon Medical Products, Inc. (the "Issuer"). The principal executive offices of the Issuer are located at One Horizon Way, P.O. Box 627, Manchester, GA 31816. ITEM 2. IDENTITY AND BACKGROUND The persons filing this Statement (the "Reporting Persons"), the persons enumerated in Instruction C of Schedule 13D (the "Additional Persons") and, where applicable, their respective places of organization, directors, executive officers and controlling persons, and the information in respect of such persons, are as follows: (A) This Statement is filed by (i) Tapir Investments (Bahamas) Ltd. ("Tapir") as the direct beneficial owner of the Common Stock previously referenced on pages 2 through 5; (ii) Caledonia Investments plc ("Caledonia") as an indirect beneficial owner of this Common Stock given that Caledonia is the holder of all of the outstanding capital stock of Tapir; and (iii) The Cayzer Trust Company Limited ("Cayzer Trust") as an indirect beneficial owner of this Common Stock given that its direct holdings of the securities of Caledonia represent indirect holdings of the stock of Tapir; and (iv) Sterling Industries PLC ("Sterling") which as of March 31, 2000 is not an indirect beneficial owner of this Common Stock given that it no longer has any direct holdings of the voting securities of Caledonia (collectively all these entities are the "Reporting Persons"). Tapir is the direct beneficial holder of approximately 11.18% of the outstanding Common Stock of the Issuer. Caledonia is the holder of all of the outstanding capital stock of Tapir. Cayzer Trust is the holder of 34.41% of the outstanding common stock of Caledonia. Cayzer Trust may be deemed to control Caledonia and, hence, Tapir. Cayzer Trust disclaims beneficial ownership of Caledonia or Tapir. As of March 31, 2000, Sterling ceased to be a beneficial owner of Common Stock of the Issuer. Sterling has no direct holdings of the voting securities of Caledonia by virtue of a public takeover initiated by Caledonia to acquire all shares of Sterling not already owned directly by Caledonia, following which all of the common stock of Caledonia owned by Sterling was redesignated as deferred non-voting shares. As a result, Sterling may not be deemed as controlling or holding, indirectly or directly, on its own or in combination with any other entity, Caledonia or Tapir. (B) The principal business address of Tapir is Shirlaw House, 87 Shirley Street, P.O. Box SS-19084, Nassau, New Providence, The Bahamas. The principal business address for both Caledonia and Cayzer Trust is Cayzer House, 1 Thomas More Street, London, England E1W 1YB. The principal business address of Sterling is Sterling House, Crewkerne, Somerset, England TA18 8LL. The addresses of the officers and directors of the Reporting Persons are set forth on Schedule A hereto and are incorporated herein by reference. Tapir is an investment holding company. Caledonia is a diversified trading and investment company. Cayzer Trust is an investment holding company. Sterling is an engineering company. (C) Certain additional information about the officers and directors of the Reporting Persons is set forth on Schedule A hereto and is incorporated herein by reference. (D) During the last five years, neither any Reporting Person nor any Additional Persons, according to any of the Reporting Person's knowledge, have been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (E) During the last five years, neither any Reporting Person, nor any of the Additional Persons, according to any of the Reporting Person's knowledge, have been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (F) Tapir is a corporation organized under the laws of The Bahamas. Caledonia, Cayzer Trust and Sterling are corporations organized under the laws of England. Each of the Additional Persons is a citizen of The United Kingdom, except for S. Deal, P.C. Dunkley, P.T. Higgs and H.T. Lunn who are citizens of The Bahamas. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Not applicable. ITEM 4. PURPOSE OF TRANSACTION Not applicable. ITEM 5. INTEREST IN SECURITIES OF ISSUER (A) Tapir is the direct beneficial owner of 1,494,416 shares of Common Stock of the Issuer. This holding represents approximately 11.18% of the total of 13,366,278 shares of Common Stock currently outstanding according to the Issuer's report on Form 10-Q filed on August 14, 2000 ("Issuer 10-Q"). By virtue of the relationships described in Item 2, Caledonia and Cayzer Trust may be deemed to share indirect beneficial ownership of the shares of Common Stock owned directly by Tapir. Cayzer Trust disclaims all such beneficial ownership. As described in Item 2, Sterling is not a direct or indirect beneficial owner of shares of Common Stock of the Issuer. (B) Tapir has the power to vote or direct the vote, and dispose or direct the disposal of the shares of Common Stock of the Issuer. (C) There have been no transactions in shares of Common Stock by any Reporting Person. (D) Tapir has the right to receive and the power to direct receipt of dividends from the shares of Common Stock of the Issuer that it holds. (E) On March 31, 2000, Sterling ceased to be a beneficial owner of Common Stock of the Issuer. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER None. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS None. SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. October 5, 2000 TAPIR INVESTMENTS (BAHAMAS) LTD. By: /s/ Surinder Deal ------------------------------- Name: Surinder Deal Title: Director October 5, 2000 CALEDONIA INVESTMENTS PLC By: /s/ G. P. Denison ------------------------------- Name: G. P. Denison Title: Company Secretary October 5, 2000 THE CAYZER TRUST COMPANY LIMITED By: /s/ J. I. Mehrtens ------------------------------- Name: J. I. Mehrtens Title: Director October 5, 2000 STERLING INDUSTRIES PLC By: /s/ David Kinloch ------------------------------- Name: Sir David Kinloch Title: Director Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see U.S.C. 1001). SCHEDULE A TO SCHEDULE 13D (I) DIRECTORS AND OFFICERS OF TAPIR INVESTMENTS (BAHAMAS) LTD.
NAME RESIDENCE PRINCIPAL OCCUPATION CITIZENSHIP P. N. Buckley 6 Albert Place Chairman and Chief Executive, United Kingdom London Caledonia Investments plc W8 5PD, England Hon. C. W. Cayzer Finstock Manor Executive Director, United Kingdom Finstock Caledonia Investments plc Oxfordshire OX7 3DG, England S. Deal Sandringham House Lawyer Bahamas 83 Shirley House P.O. Box N-3247 New Providence, Nassau The Bahamas P. C. Dunkley Sandringham House Lawyer Bahamas 83 Shirley House P.O. Box N-3247 New Providence, Nassau The Bahamas P. T. Higgs Sandringham House Lawyer Bahamas 83 Shirley House P.O. Box N-3247 New Providence, Nassau The Bahamas H. T. Lunn Shirlaw House Legal Assistant Bahamas 87 Shirley House P.O. Box SS-19084 New Providence, Nassau The Bahamas Robert J. Arnold "Lucaya" Retired Insurance Executive United Kingdom Lyford Cay, N.P. The Bahamas
(II) DIRECTORS AND EXECUTIVE OFFICERS OF CALEDONIA INVESTMENTS PLC
NAME RESIDENCE PRINCIPAL OCCUPATION CITIZENSHIP P.N. Buckley 6 Albert Place Chairman and Chief Executive, United Kingdom London Caledonia Investments plc W8 5PD, England J. Burnett-Stuart Ardmeallie House Retired United Kingdom Huntley Aberdeenshire AB54 5RS, Scotland J. H. Cartwright Rectory Meadow Finance Director, United Kingdom Hawthorn Place, Penn Caledonia Investments plc Buckinghamshire HP10 8EH, England N. K. Cayzer Thriepley House Non Executive Director, United Kingdom Lundie, Dundee Oriel Group plc Scotland Stuart House Queens Gate Britannia Road Waltham Cross Hertfordshire, EN8 7TF England Hon. C. W. Cayzer Finstock Manor Executive Director, United Kingdom Finstock Caledonia Investments plc Oxfordshire OX7 3DG, England G. P. Denison 16 Highfield Road Company Secretary, United Kingdom Hereford Caledonia Investments plc Hertfordshire SG13 8BH, England Sir David Kinloch 29 Walpole Street Deputy Chief Executive, United Kingdom London, SW3 4QS Caledonia Investments plc England
NAME RESIDENCE PRINCIPAL OCCUPATION CITIZENSHIP J. R. H. Loudon Olantigh Finance Director, United Kingdom Wye Blue Circle Industries PLC Ashford 84 Eccleston Square Kent, England London, SW1V 1PX TN25 5EW England M. G. Wyatt Pippin Park Deputy Chairman, United Kingdom Lidgate, Newmarket Caledonia Investments plc Suffolk CB8 9PP, England
(III) DIRECTORS AND EXECUTIVE OFFICERS OF THE CAYZER TRUST COMPANY LIMITED
NAME RESIDENCE PRINCIPAL OCCUPATION CITIZENSHIP P. N. Buckley 6 Albert Place Chairman and Chief United Kingdom London Executive, Caledonia W8 5PD, England Investments plc Hon. C. W. Cayzer Finstock Manor Executive Director, United Kingdom Finstock Caledonia Investments plc Oxfordshire OX7 3DG, England Sir James Cayzer Kinpurnie Castle Landowner United Kingdom Newtyle, Angus Scotland J. I. Mehrtens 51 Oxenden Wood Road Company Secretary, United Kingdom Chelsfield Park The Cayzer Trust Company Orpington, Limited Kent BR6 6HP, England M. G. Wyatt Pippin Park Deputy Chairman, United Kingdom Lidgate, Newmarket Caledonia Investments plc Suffolk CB8 9PP, England P. R. Davis No. 6 Belvedere House Lawyer United Kingdom Priory Road, Sunningdale, Berkshire SL5 9RH England
(IV) DIRECTORS AND EXECUTIVE OFFICERS OF STERLING INDUSTRIES PLC
NAME RESIDENCE PRINCIPAL OCCUPATION CITIZENSHIP D. Blunn The Barn, Park Farm Finance Director, United Kingdom Marston Magna Sterling Industries PLC Somerset TA22 8AX, England P. N. Buckley 6 Albert Place Chairman and Chief United Kingdom London Executive, Caledonia W8 5PD, England Investments plc H. W. Denman The Penthouse Retired United Kingdom Old Avenue St. Georges Hill Weybridge Surrey, KT13 0QB England D. Diggins Fairgarden Chief Executive, United Kingdom Unity Lane Sterling Industries PLC Misterton, Crewkeme Somerset TA18 5NA England Sir David Kinloch 29 Walpole Street Deputy Chief Executive, United Kingdom London, SW3 4QS Caledonia Investments plc England M. G. Wyatt Pippin Park Deputy Chairman United Kingdom Lidgate, Newmarket Caledonia Investments plc Suffolk CB8 9PP, England W. P. Wyatt 83 Barkston Gardens, Investment Manager United Kingdom London SW5 0EU Caledonia Investment plc England
-----END PRIVACY-ENHANCED MESSAGE-----